Maverickstech. Inc
Toronto Compliance Consulting
Practical Guidance That Keeps You Confident and Ahead of the Curve
Running a business in a regulated industry can feel like walking a tightrope — one misstep and the consequences are real. That’s where we come in. Toronto Compliance Consulting offers grounded, expert support for firms navigating OSC, CIRO, FINTRAC, and global standards. We bring clarity to regulations and help you stay ready for audits, investors, and growth. It’s not just paperwork — it’s peace of mind.
A+ Rating
4.9 OUT OF 5 rating
Get a Free Quote
Talk to our specialists
Success Stories
Success That’s Been Earned, Not Just Promised
Over the years, we've rolled up our sleeves to help startups, investment firms, and advisory boards meet compliance head-on. No shortcuts. No guesswork. Just solid wins, delivered with precision.
- Registered as Exempt Market Dealer with OSC
- Zero-deficiency CIRO audit after full prep
- Built AML framework tailored to risk level
- Rolled out KYC/EDD tools across client base
- Led in-house compliance training for staf
- Secured MSB license for crypto firm
- Developed lean AML solution for Series A raise
- Implemented shared Chief Compliance Officer model
- Finalized privacy documentation for global launch
- Created funding-ready compliance roadmap
- Reviewed PHIPA policies for SaaS platform
- Drafted internal audit checklist for payment firm
- - Strategized GDPR alignment for cross-border software
- Built governance plan for advisory board
- Stepped in as interim compliance lead
- Supported boutique legal firm OSC registration
- - Conducted external policy review for litigation prep
- - Designed onboarding for external board members
- - Provided regulatory witness service
- Created playbook for long-term governance
Proven Results
Compliance Isn’t Just a Department — It’s a Mindset
If you're trying to grow, raise capital, or simply sleep better at night, Toronto Compliance Consulting is built for you.
Investment Managers & EMDs
– Stay ahead of OSC and CIRO filings and audits
Fintech Innovators & Crypto Founders
– Navigate MSB registration and AML obligations from day one.
Healthcare Startups & SaaS Companies
– Build trust with PHIPA, GDPR, and clean data flows
Legal and Advisory Professionals
– Get tailored advice and support across securities law.
Scaling Companies & Fundraising Teams
– Be audit-ready and investor-friendly, without slowing momentum.
CFOs, COOs, & Risk Leaders
– Access expert guidance when regulations evolve fast.
Process
Compliance, Simplified One Clear Step at a Time
We follow a structured, objective-driven methodology to simulate real-world threats without disrupting your operations.
Discovery + Risk Mapping
We learn your business and outline your compliance exposure.Strategic Framework
We design a tailored compliance approach that fits your goals.Policy Crafting
We build or refine your manuals, workflows, and governance docs.Training & Integration
We guide your team through implementation and mindset shift.Audit Prep & Support
We stay with you through reviews, audits, and regulator engagement.Experties
Certifications We Cover
We've got answers
Clarity Is Part of the Service
We don’t just offer answers — we make sure they land with meaning. Here’s what others ask most often:
We provide strategy, documents, and team support for full readiness.
Yes. From registration to audit prep, we support you end to end.
Risk assessments, policy documents, and onboarding tools.
Absolutely. We build lean, scalable frameworks that grow with you.
Yes — we align international data practices to your local model.
We offer mock audits, readiness assessments, and documentation feedback.
Yes, we advise boards and serve as independent governance support.
Two to six weeks is typical — urgency and scope define pace.
Reviews
Testimonials from Toronto Clients
Let’s Secure Your Business. Together.
Book a Free Consultation Today!
Our Latest Blog